CUSIP No. | 876033101 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Tonaquint, Inc. 87-0285597 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Utah | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
7,312,314* | |||||
6 | SHARED VOTING POWER | ||||
7 | SOLE DISPOSITIVE POWER | ||||
7,312,314* | |||||
8 | SHARED DISPOSITIVE POWER | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
7,312,314* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.9*% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
FOOTNOTES | |||||
* On the date of the event which requires filing of this Statement, reporting person Tonaquint, Inc. (“Tonaquint”) has rights to receive shares of the Issuer's Common Stock, under a Order for Approval of Stipulation for Settlement of Claims and Fairness between Plaintiff Tonaquint and Defendant Issuer on April 3, 2013, in settlement of bona fide claims owned by Tonaquint totaling $510,571.88. The number of Issuer's shares Tonaquint may own is subject to a 9.9% ownership cap. The initial number of shares Tonaquint is entitled to receive under the Settlement would exceed the cap. Thus, the number of shares of the Issuer’s common stock beneficially owned by Tonaquint as of the date of this filing was 7,312,314 shares, which is 9.9% of the 73,861,754 shares that were outstanding on that date (as reported in the Issuer’s Form 10-Q filed on November 11, 2012). |
CUSIP No. | 876033101 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Utah Resources International, Inc. 87-0273519 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Utah | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
7,312,314* | |||||
6 | SHARED VOTING POWER | ||||
7 | SOLE DISPOSITIVE POWER | ||||
7,312,314* | |||||
8 | SHARED DISPOSITIVE POWER | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
7,312,314* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.9% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
FOOTNOTES | |||||
* Reporting person Utah Resources International, Inc. is the sole shareholder of reporting person Tonaquint. On the date of the event which requires filing of this Statement, reporting person Tonaquint has rights to receive shares of the Issuer's Common Stock, under a Order for Approval of Stipulation for Settlement of Claims and Fairness between Plaintiff Tonaquint and Defendant Issuer on April 3, 2013, in settlement of bona fide claims owned by Tonaquint totaling $510,571.88. The number of Issuer's shares Tonaquint may own is subject to a 9.9% ownership cap. The initial number of shares Tonaquint is entitled to receive under the Settlement would exceed the cap. Thus, the number of shares of the Issuer’s common stock beneficially owned by Tonaquint as of the date of this filing was 7,312,314 shares, which is 9.9% of the 73,861,754 shares that were outstanding on that date (as reported in the Issuer’s Form 10-Q filed on November 11, 2012). |
CUSIP No. | 876033101 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Inter-Mountain Capital I, Inc. 36-4075407 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Utah | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
7,312,314* | |||||
6 | SHARED VOTING POWER | ||||
7 | SOLE DISPOSITIVE POWER | ||||
7,312,314* | |||||
8 | SHARED DISPOSITIVE POWER | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
7,312,314* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.9*% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
FOOTNOTES | |||||
* Reporting person Inter-Mountain Capital I Corp. is the sole shareholder of reporting person Utah Resources International, Inc., which is the sole shareholder of reporting person Tonaquint. On the date of the event which requires filing of this Statement, reporting person Tonaquint has rights to receive shares of the Issuer's Common Stock, under a Order for Approval of Stipulation for Settlement of Claims and Fairness between Plaintiff Tonaquint and Defendant Issuer on April 3, 2013, in settlement of bona fide claims owned by Tonaquint totaling $510,571.88. The number of Issuer's shares Tonaquint may own is subject to a 9.9% ownership cap. The initial number of shares Tonaquint is entitled to receive under the Settlement would exceed the cap. Thus, the number of shares of the Issuer’s common stock beneficially owned by Tonaquint as of the date of this filing was 7,312,314 shares, which is 9.9% of the 73,861,754 shares that were outstanding on that date (as reported in the Issuer’s Form 10-Q filed on November 11, 2012). |
CUSIP No. | 876033101 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
JFV Holdings, Inc. 36-4426825 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Illinois | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
7,312,314* | |||||
6 | SHARED VOTING POWER | ||||
7 | SOLE DISPOSITIVE POWER | ||||
7,312,314* | |||||
8 | SHARED DISPOSITIVE POWER | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
7,312,314* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.9*% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
FOOTNOTES | |||||
* Reporting person JFV Holdings, Inc. is the sole shareholder of Inter-Mountain Capital I Corp., which is the sole shareholder of reporting person Utah Resources International, Inc., which is the sole shareholder of reporting person Tonaquint. On the date of the event which requires filing of this Statement, reporting person Tonaquint has rights to receive shares of the Issuer's Common Stock, under a Order for Approval of Stipulation for Settlement of Claims and Fairness between Plaintiff Tonaquint and Defendant Issuer on April 3, 2013, in settlement of bona fide claims owned by Tonaquint totaling $510,571.88. The number of Issuer's shares Tonaquint may own is subject to a 9.9% ownership cap. The initial number of shares Tonaquint is entitled to receive under the Settlement would exceed the cap. Thus, the number of shares of the Issuer’s common stock beneficially owned by Tonaquint as of the date of this filing was 7,312,314 shares, which is 9.9% of the 73,861,754 shares that were outstanding on that date (as reported in the Issuer’s Form 10-Q filed on November 11, 2012). |
CUSIP No. | 876033101 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
John M Fife | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
7,312,314* | |||||
6 | SHARED VOTING POWER | ||||
7 | SOLE DISPOSITIVE POWER | ||||
7,312,314* | |||||
8 | SHARED DISPOSITIVE POWER | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
7,312,314* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.9% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
FOOTNOTES | |||||
* Reporting person John M. Fife is the sole shareholder of reporting person JFV Holdings, Inc., which is the sole shareholder of Inter-Mountain Capital I Corp., which is the sole shareholder of reporting person Utah Resources International, Inc., which is the sole shareholder of reporting person Tonaquint. On the date of the event which requires filing of this Statement, reporting person Tonaquint has rights to receive shares of the Issuer's Common Stock, under a Order for Approval of Stipulation for Settlement of Claims and Fairness between Plaintiff Tonaquint and Defendant Issuer on April 3, 2013, in settlement of bona fide claims owned by Tonaquint totaling $510,571.88. The number of Issuer's shares Tonaquint may own is subject to a 9.9% ownership cap. The initial number of shares Tonaquint is entitled to receive under the Settlement would exceed the cap. Thus, the number of shares of the Issuer’s common stock beneficially owned by Tonaquint as of the date of this filing was 7,312,314 shares, which is 9.9% of the 73,861,754 shares that were outstanding on that date (as reported in the Issuer’s Form 10-Q filed on November 11, 2012). |
(a) | Name
of Issuer |
TapImmune, Inc. |
(b) | Address
of Issuer’s Principal Executive Offices |
1551 Eastlake Avenue East
Seattle, WA 98102 |
(a) | Name
of Person Filing |
This report is filed by Tonaquint, Inc., Utah Resources International, Inc., Inter-Mountain Capital I Corp., JFV Holdings, Inc., and John M. Fife with respect to the shares of Common Stock of the Issuer that are directly beneficially owned by Tonaquint, Inc. and indirectly beneficially owned by the other reporting and filing persons. |
(b) | Address
of Principal Business Office or, if none, Residence |
The address of the principal business office of each reporting and filing person is:
303 East Wacker Drive, Suite 1200, Chicago, IL 60601. |
(c) | Citizenship |
Tonaquint, Inc. is a Utah corporation.
Utah Resources International, Inc. is a Utah corporation. Inter-Mountain Capital I Corp. is a Utah corporation. JFV Holdings, Inc. is an Illinois corporation. John M. Fife is a United States citizen. |
(d) | Title
of Class of Securities |
Common Stock, Par Value $0.001 |
(e) | CUSIP
Number |
876033101 |
Item
3. | If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a: |
(a) | o | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | o | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
(d) | o | Investment
company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C 80a-8). |
(e) | o | An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | o | An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
(g) | o | A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
(h) | o | A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
(i) | o | A
church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | o | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). |
(k) | o |
A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify
the type of institution:
|
Item
4. | Ownership. |
(a) |
Amount beneficially owned:
7,312,314 |
(b) |
Percent of class: 9.9 |
(c) | Number
of shares as to which the person has: |
(i) |
Sole power to vote or to direct the vote:
7,312,314 |
(ii) |
Shared power to vote or to direct the vote:
0 |
(iii) |
Sole power to dispose or to direct the disposition of:
7,312,314 |
(iv) |
Shared power to dispose or to direct the disposition of:
0 |
Item
5. | Ownership
of Five Percent or Less of a Class |
Item
6. | Ownership
of More than Five Percent on Behalf of Another Person. |
Item
7. | Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported
on By the Parent Holding Company |
Item
8. | Identification
and Classification of Members of the Group |
Item
9. | Notice
of Dissolution of Group |
Item
10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Tonaquint, Inc. | |||
Date:
April 12, 2013 | By:
| /s/ John M Fife | |
Name: John M Fife | |||
Title: President | |||
Utah Resources International, Inc. | |||
Date:
April 12, 2013 | By:
| /s/ John M Fife | |
Name: John M Fife | |||
Title: President | |||
Inter-Mountain Capital I, Inc. | |||
Date:
April 12, 2013 | By:
| /s/ John M Fife | |
Name: John M Fife | |||
Title: President | |||
JFV Holdings, Inc. | |||
Date:
April 12, 2013 | By:
| /s/ John M Fife | |
Name: John M Fife | |||
Title: President | |||
Date:
April 12, 2013 | By:
| /s/ John M Fife | |
Name: John M Fife | |||
Title: John M Fife | |||
Footnotes: |
Attention: | Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001) |